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Compliance Guide for Financial Services

The Advisor’s Guide to Social Media Compliance in the UK

In 2017, 64 percent of the UK population used social media every day— an 11 percent increase from 2016. As a result, financial advisors are beginning to make the most of this opportunity with 73 percent using social media for business purposes. 

However, building a social media strategy that’s both effective and compliant can be challenging. Financial advisors and organisations need to comply with the guidelines set out by the Financial Conduct Authority (FCA) and with each of the  financial regulatory authorities across the UK.

Download this guide to learn: 

  • Best practices for social media engagement in the financial services industry 

  • Actionable tips and advice for staying compliant and secure on social media

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